On 10 June 2019 the U.S. Securities and Exchange Commission (SEC) updated its “Public Alert: Unregistered Soliciting Entities (PAUSE)” list. The PAUSE list names “unregistered entities that use misleading information to solicit primarily non-U.S. investors”. The SEC added 24 entities to the list: 11 unregistered soliciting entities, four impersonating entities of genuine firms and nine phony regulating entities. See the SEC press release for further information and the SEC PAUSE list.
As always, the data reflecting these changes are available via PST.AG's data feed notification to our customers.